Key Responsibilities:
- Conduct audits of front-to-back business lines including equities, prime, fixed income, FX, derivatives etc. across Asia Pacific
- Evaluate risk management processes, internal controls, compliance with regulatory requirements
- Identify control weaknesses and operational inefficiencies, providing clear, actionable recommendations to senior management
- Collaborate with business heads to understand evolving business practices, and emerging risks
- Prepare and present detailed audit reports, including findings, risk assessments, and actionable plans
- Support the development and continuous improvement of audit methodologies and tools specific to Global Markets activities.
Requirements:
- Bachelors degree in Finance, Accounting, Economics, or a related field
- Professional certifications such as CPA, CIA, CFA, or similar are highly desirable.
- At least 4-5 years (AVP), or 10+ years (VP) of experience in Market Risk, Counterpart Risk, Product Control, or Internal Audit within investment banking, preferably with a focus on global markets
- Strong understanding of financial products and front-office trading life cycle
- Strong communication and interpersonal skills, capable of building relationships across functions and conveying complex issues clearly
- Ability to work independently and as part of a team in a fast-paced, dynamic environment.
What the Bank offers:
- Competitive compensation and benefits package.
- Opportunities for professional development and career growth within a global financial institution.
- Collaborative and inclusive work environment.
How to Apply:
If you are interested, please apply directly, or email your updated resume to mchak@optionsgroup.com