Compliance Officer - Insurance

Provide timely advice on the regulatory compliance related matters focusing on Insurance Authority's regulated activities and/or insurance distribution activities

PAO Bank Limited - Hong Kong - Full time

Salary: Competitive Package

Key Responsibilities and Duties

  • Report to Head of Regulatory Compliance
  • Provide timely advice on the regulatory compliance related matters focusing on Insurance Authority's regulated activities and/or insurance distribution activities
  • Support the regulatory compliance function covering regulated activities
  • Keep track of regulatory updates, establish and maintain regulatory register and identify gaps
  • Advise, review and manage regulatory submissions, notifications and communications, ensure timeliness, quality and proper record keeping
  • Assist to formulate the compliance program and conduct the compliance review
  • Act as second line of defense and provide constructive challenge to relevant stakeholders
  • Manage relationship with internal audit, regulator
  • Assist in other compliance related tasks as assigned

Experience and Education:

  • Bachelor degree holder or above
  • At least 5 years' relevant experience
  • Solid knowledge in the banking and regulated activities including the insurance distribution regulatory requirements
  • SFC compliance experience is highly recommended
  • Attention to details
  • Good command of English and Chinese
  • Final job title will be confirmed upon appointment

 

Personal information collected is strictly for recruitment purpose only.

22752912
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