The Role
AVP, Middle Office, Fixed Income
Key Accountabilities
Key Accountabilities
- Handle daily operational activities between the front office, customers, and various teams, as well as the trade lifecycle management, including account opening for customers, trades booking, monitoring real-time settlement status, and perform transaction reporting to ensure the completion of settlement;
- Assist in executing the duties of the first line of defense risk monitoring for front office, including the monitoring of the liquidity, market and credit risks of the trading desks; analyze major profit and loss events and changes in risk indicators, and ensure that the limit and various indicators are within the risk limit;
- Complete timely review of Know Your Customer (KYC), anti-money laundering risk assessment, and ongoing continuous customer due diligence (CCDD) as required;
- Monitor and improve internal and regulatory reporting control processes
- Participate in the implementation of various projects related to front office products, conduct system testing, and support the implementation of new products;
- Assist in setting up and the annual review of Fixed Income Department related policies, guidelines, procedures and manuals;
- Such other duties as shall from time to time be directed by your superiors.
Skills & Experience
- Degree holder in finance or business related discipline including finance / economics / risk management / business information system or equivalent;
- Minimum 5 years of relevant experience in financial institutions;
- Strong knowledge on financial products and relevant regulatory requirements and compliance standards;
- In-depth understanding and experience in account opening, anti-money laundering , CCDD and KYC review;
- Strong organizational and communication skills; excellent figures sense and strong analytical skills;
- A team player, self-starter, mature, detailed oriented and able to work under pressure;
- Proficient in MS Word, PowerPoint, Excel;
- Good command of spoken English, Cantonese and Putonghua and written English and Chinese.
Other Information
Notes to applicants:
- Please apply in strict confidence with full resume, academic record, current and expected salaries.
- The personal data provided will be used for consideration of recruitment only. All personal data of unsuccessful candidate will be destroyed within 24 months.
- Candidates with Enhanced Competency Framework (ECF): please state on the CV.
About BOCI
As a leading investment bank in China and Hong Kong region, the investment banking arm of Bank of China, BOC International Holdings Limited (“BOCIâ€), is now seeking highly motivated, creative and success-oriented professional who would like to pursue the career in our group.
