Responsible Officer (License Type 6)

Responsibilities:

• Lead client coverage and relationship management for IPOs, and other equity related projects;
• Identify and assess potential deals and initiate to prepare pitch books and business proposals;
• Lead end-to-end execution of IPOs, and other equity related transactions;
• Provide oversight to assist team management to mentor and guide junior bankers;
• Communicate with clients, professional parties and regulators, including the Stock Exchange and the SFC;
• Perform such other duties as shall from time to time be directed by the superiors.

Requirements:

• At least a bachelor's degree in finance, economics, business, or a related field;
• 6-10 years relevant experience in investment banking, corporate finance or relevant coverage roles;
• Established relationships with corporates and institutional investors would be advantageous;
• Good at building strategic relationship with internal and external parties;
• Excellent command of spoken and written English and Chinese (fluency in Mandarin is a must);
• Frequently travel will be required.