Key Responsibilities
- Provide independent, objective oversight and guidance to the board of directors.
- Ensure compliance with China Securities Regulatory Commission (CSRC) regulations, securities and fund laws.
- Monitor and evaluate management performance and financial reporting.
- Safeguard shareholder interests by upholding high standards of corporate governance.
- Contribute to strategic decision-making and risk management processes.
- Maintain confidentiality and act with honesty and integrity in all board activities.
- Report any conflicts of interest and abstain from decisions where impartiality may be compromised.
Qualifications and Requirements
- Mandatory Personal Attributes
- Honest, sincere, and of good character with a strong ethical foundation.
- Demonstrated ability to exercise independent and objective judgment without conflicts of interest.
Professional Expertise
- Fluent Mandarin language skills
- In-depth knowledge of securities and fund laws, regulations, and CSRC rules.
- At least three years of relevant professional experience in one or more of the following fields:
- Securities
- Fund management
- Finance
- Law
- Accounting
- Information technology relevant to financial services
- Proven management experience and leadership capabilities suitable for a board-level role.
Regulatory and Compliance Conditions
- Must comply with all applicable laws, regulations, and CSRC stipulations.
- Must not hold any position other than that of an independent director on the board of the securities company.
- Must not have worked for the securities company or its affiliates within the past three years.
- Must not have close relatives or significant social connections employed by the securities company or its affiliates.
- Must not have financial interests in senior management, directors, supervisors, or other key personnel of the securities company or its affiliates.
- Must not be employed by any organization that has transactional or interest relationships with the securities company.
- Must not hold any position other than independent director in other securities companies or fund management companies.
- Must not be in any other situation that could impair independent and objective judgment.
Additional Information
- This position requires a commitment to uphold the highest standards of corporate governance and regulatory compliance.
- Willingness to travel to China regularly to attend meetings.
- The candidate will be expected to attend board meetings regularly and actively participate in committees as required.