Key Accountabilities:
- Provide support of the Banks AML Client Due Diligence, Enhanced Due Diligence, FATCA and CRS related processes for the First Line Business Unit.
- Actively identify, measure, control, and remediate AML and Operational Risk issues with partners in Compliance Group and other Business Unit.
- Partner with the other Business Units to ensure appropriate client on-boarding due diligence processes are enacted while providing a positive client experience.
- Establish communication / discussion with other BUs and SUs to solicit enhancement ideas and requirements where appropriate to facilitate management consideration for the benefit of anti-money laundering controls.
- Coordinate with the Compliance Group to implement the control on AML, FATCA and CRS related issues on an ongoing basis.
- Assist in drafting replies/correspondences and/or reports in relation to anti-money laundering control matters.
- Conduct regular checking on account opening/trigger event review for AML risk management.
- Report any malpractice/ irregularity identified to supervisor or Compliance Group and carry out investigative work as instructed in relation to suspicious ML incidents.
- Perform the necessary MI analysis as instructed to facilitate effective study on bank's portfolio for the protection against money laundering risks.
- Perform any other duties / projects as assigned by Supervisor(s).
Requirements:
- Degree in Business, Finance, Law or other related disciplines is preferred.
- Minimum 4 years of relevant retail banking experience in AML and/or compliance monitoring is preferred.
- Knowledge in bank account opening process as well as basic AML, CTF, Sanction, FATCA/CRS requirements.
- Good communication and interpersonal skills.
- Good command of both spoken and written English and Chinese (including Putonghua).
- Proficiency in PC (including but not limited to Word, Excel, Powerpoint applications).
For more details about career opportunities with the Bank, please visit our website http://www.cncbinternational.com/careers/en/index.jsp. Please apply with full resume stating current and expected salaries.
Personal data collected will be used for recruitment related purposes only. Applicants not invited for interview within 6 weeks may consider their applications unsuccessful. However, applicants may be considered for other suitable positions within the Group for a period of not more than 2 years. Personal data will be destroyed at any time after 3 months.
China CITIC Bank International is committed to being an equal opportunities employer and intends to provide a work environment free of unlawful discrimination or harassment. All employment decisions will be made in a non-discriminatory manner.