Operations Officer, Wealth Management (1 - year contract), Operations

Key Areas of Responsibilities Perform and implement internal operations procedures in strict compliance with corporate guidelines and policies. Discharge all settlement work including day end processing to the highest possible standard to ensure smooth client service Ensure all trade processing and clearing activities, nominees services, cash payment, etc. are processed timey and accurately. Handle and monitor system day end processing and reporting. Assist in daily operation of relevant interna

CITIC CLSA - Hong Kong - Full time

Salary: Competitive

Key Areas of Responsibilities

  • Perform and implement internal operations procedures in strict compliance with corporate guidelines and policies.
  • Discharge all settlement work including day end processing to the highest possible standard to ensure smooth client service
  • Ensure all trade processing and clearing activities, nominees services, cash payment, etc. are processed timey and accurately.
  • Handle and monitor system day end processing and reporting.
  • Assist in daily operation of relevant internal and external back office systems.
  • Keep equity sales earn, account executives and sales traders informed of client account status.
  • Attend to client enquiries relating to settlement and account status.

Requirements

  • Degree holder in Business / Finance related discipline and Computer Science is preferred
  • Proficiency in VBA is preferred
  • More than 2 years of work experience in the securities/ futures industry
  • Familiar to CCASS, DCASS, CMU, CMT and related system and banking operations
  • Robust computer literacy and high numeracy skills
  • Good command or written and spoken English and Chinese (including Putonghua).
  • Night-shift and flexi working hours is required
22861420
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