Key Responsibilities
- Develop and implement a comprehensive regulatory compliance framework for the firms operations and investment activities.
- Act as the primary point of contact for SFC
- Design and deliver compliance training programs to foster a culture of ethical behavior and accountability within the organization..
- Monitor and enforce internal compliance controls related to employee conduct, trading activities, and external business engagements.
- Conduct thorough compliance risk reviews and drive new projects for compliance enhancements
- Assist in preparing and reviewing legal documentation, NDAs etc
Requirements-
· Experience: 12+ years in roles focused legal or compliance with experience on SFC regulations
· Education: A degree in law or a related field is advantageous but not mandatory; qualifications from various jurisdictions are welcomed. If you are a qualified lawyer this would be a good to have
· Regulatory Knowledge: In-depth understanding of relevant legal frameworks and compliance obligations applicable to investment entities.
· Interpersonal Skills: Strong verbal and written communication abilities, with a talent for building relationships with various stakeholders, including regulators and clients