Our client is a reputable FI in the industry currently seeking for a compliance officer specializing in authorized funds to join the team. This role will primarily focus on the asset management business, ensuring adherence to regulatory requirements and internal policies.
Key Responsibilities
- Monitor and ensure compliance with regulations related to authorized funds, including ETFs and VA funds.
- Conduct regular compliance reviews and audits of asset management operations.
- Assist in the development and implementation of compliance policies and procedures.
- Collaborate with various departments to ensure compliance with legal and regulatory standards.
- Stay updated on industry trends and regulatory changes impacting asset management.
Qualifications
- Bachelor's degree in Finance, Business Administration, or a related field.
- Minimum of 3 of experience in compliance, specifically with authorized funds, including ETFs and VA funds.
- Strong understanding of regulatory frameworks and compliance requirements in the asset management space.
- Excellent analytical and problem-solving skills.
- Strong communication and interpersonal skills.
Our client offers excellent remuneration for the right candidate. Interested parties please kindly reach out to Eunice Lee at 3907 0744/e.lee@gravitasgroup.com for a confidential discussion.
