Senior Compliance Assurance Manager

Our client is a leading digital bank in Hong Kong. Responsibilities: Define risk-based review objectives and strategies, plan assignments, and develop reports to assess compliance controls and AML risks. Communicate review findings to management to drive necessary changes and ensure implementation of corrective actions. Implement continuous monitoring of compliance and AML issues to ensure effective and sustainable resolutions. Conduct reviews of historical STRs to identify potential fraud trend

Morgan McKinley - Hong Kong - Full time

Salary: Competitive

Our client is a leading digital bank in Hong Kong.

Responsibilities:
  • Define risk-based review objectives and strategies, plan assignments, and develop reports to assess compliance controls and AML risks.
  • Communicate review findings to management to drive necessary changes and ensure implementation of corrective actions.
  • Implement continuous monitoring of compliance and AML issues to ensure effective and sustainable resolutions.
  • Conduct reviews of historical STRs to identify potential fraud trends and maintain tracking of transaction monitoring and due diligence alerts.
  • Prepare and maintain statistical analysis reports for the MLRO, focusing on Key AML Risk Indicators and regulatory compliance.
Requirements:
  • Degree holder with at least 8 years of experience in compliance, AML/ internal audit functions in the banks or professional firms.
  • Knowledge of fintech, mobile banking and payment systems.
  • Good command of English and Chinese (Cantonese and Mandarin).


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