Job Summary:
We are seeking a highly experienced and detail-oriented MLRO to lead our compliance efforts in Hong Kong. The ideal candidate will have a strong background in MSO compliance, particularly in anti-money laundering (AML) and counter-financing of terrorism (CFT) frameworks, and will oversee regulatory obligations for our OTC crypto-to-cash conversion business.
Key Responsibilities:
- Serve as the designated MLRO for the firm, ensuring full compliance with Hong Kong's regulatory requirements under the Customs and Excise Department's MSO licensing regime.
- Develop, implement, and maintain AML/CFT policies, procedures, and controls tailored to the crypto OTC business model.
- Monitor and report suspicious transactions in accordance with regulatory guidelines.
- Liaise with regulatory bodies, including the Hong Kong Customs and Excise Department and the Joint Financial Intelligence Unit (JFIU).
- Conduct regular risk assessments and compliance reviews to identify gaps and recommend improvements.
- Provide training to staff on AML/CFT obligations and best practices.
- Oversee the preparation and submission of periodic compliance reports and transaction statements.
- Ensure the firm's operations align with the latest regulatory updates and industry standards.
Requirements:
- Proven experience as an MLRO or Compliance Officer within an MSO-licensed firm in Hong Kong.
- In-depth knowledge of AML/CFT regulations, especially as they apply to virtual assets and OTC transactions.
- Familiarity with the regulatory framework governing crypto-related financial services in Hong Kong.
- Strong analytical and communication skills.
- Ability to work independently and manage multiple compliance priorities.
- Fluency in English; Cantonese or Mandarin is a plus.
Preferred Qualifications:
- Professional certifications such as CAMS, ICA, or equivalent.
- Experience working with blockchain analytics tools or crypto transaction monitoring platforms
