Key Responsibilities and Duties
- Report to Head of Regulatory Compliance
- Provide timely advice on the regulatory compliance related matters
- Support the regulatory compliance function covering the regulated activities including the insurance distribution activities
- Keep track of regulatory updates, establish and maintain regulatory register and identify gaps
- Advise, review and manage regulatory submissions, notifications and communications, ensure timeliness, quality and proper record keeping
- Assist to formulate the compliance program and conduct the compliance review
- Act as second line of defense and provide constructive challenge to relevant stakeholders
- Manage relationship with internal audit, regulator
- Assist in other compliance related tasks as assigned
Experience, Qualifications and Skills
- Bachelor degree holder or above
- At least 5 years' relevant experience
- Solid knowledge in the banking and regulated activities including the insurance distribution regulatory requirements
- Attention to details
- Good command of English and Chinese