Your new company
- Support the Chief Compliance Officer (CCO) in managing overall compliance matters, ensuring the company's operations adhere to the regulations of the Hong Kong Securities and Futures Commission (HKSFC) and other applicable regulatory frameworks across global markets.
- Collaborate with both the Hong Kong and group compliance teams in executing daily compliance activities.
- Managing licencing applications and fulfilling notification obligations
- Conducting compliance surveillance and preparing regulatory reports
- Overseeing general compliance tasks such as Anti-Money Laundering (AML), Know Your Customer (KYC), conduct and ethics-related matters, market conduct, etc.
- Assist the CCO in planning and executing internal audits and risk assessments to proactively identify and mitigate compliance concerns.
- Contribute to the development and delivery of internal training programmes aimed at fostering a strong compliance culture within the firm.
- Maintain consistent and effective communication with the head office and other global offices.
- Undertake additional support functions and participate in ad hoc projects as directed by senior management.
Requirements for this Role
- Bachelor's degree or above in Law, Banking & Finance, Accounting, or related fields.
- Minimum of 10 years' experience in compliance within the financial industry-ideally within international financial institutions.
- Solid understanding of HKSFC regulations and compliance standards.
- Proven ability to manage multiple tasks efficiently, with a high level of independence and adaptability.
- Excellent verbal and written communication skills in both English and Chinese.
What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. (krystal.chun@hays.com.hk)
If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.
