Your new company We are seeking a highly experienced and dynamic Senior Vice President within the Private Banking division. The ideal candidate will have a strong background in investment compliance, with additional expertise in corporate compliance. This role will be critical in ensuring that our investment activities and corporate operations adhere to regulatory requirements and internal policies.
Your new role - Develop, implement, and maintain compliance policies and procedures to ensure adherence to regulatory requirements and internal standards.
- Conduct regular compliance risk assessments and develop mitigation strategies.
- Oversee compliance monitoring and testing programs for investment activities within the Private Banking division.
- Collaborate with corporate compliance to ensure alignment and integration of compliance practices across the organisation.
- Provides expert advice and guidance to senior management and business units on compliance matters.
- Manage regulatory examinations and audits, and respond to regulatory enquiries.
- Develop and deliver compliance training programs to employees at all levels.
- Stay abreast of regulatory developments and industry best practices, and proactively update compliance programs as needed.
- Foster a culture of compliance and ethical behaviour within the organisation.
What you'll need to succeed - Bachelor's degree in Finance, Law, Business Administration, or a related field. Advanced degree (e.g., JD, MBA) preferred.
- Minimum of 10 years of experience in investment compliance, with at least 5 years in a leadership role.
- Strong knowledge of regulatory requirements and industry standards related to investment and corporate compliance.
- Experience in Private Banking or Wealth Management is highly desirable.
- Excellent leadership, communication, and interpersonal skills.
- Ability to work effectively with senior management and across different business units.
- Strong analytical and problem-solving skills.
- Professional certifications such as CFA, CAMS, or similar are a plus.
What you need to do now If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV to rowina.lo@hays.com.hk
If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.