Lead the development, implementation, and continuous improvement of compliance policies, procedures, and standards aligned with applicable legal and regulatory requirements.
Provide compliance advice to the senior management, balancing regulatory demands with commercial business objectives.
Engaging with regulators, including the Insurance Authority and Securities and Futures Commission (SFC), managing day-to-day regulatory interactions and submissions.
Monitor emerging regulatory changes and lead initiatives to adapt company practices accordingly, including participation in consultation and lobbying activities.
Build and maintain strong working relationships with distribution channels and internal stakeholders to promote compliance awareness and ensure clean business practices.
Review and approve business-related changes from a risk and compliance perspective.
Maintain accurate records of compliance obligations and regulatory submissions, ensuring completeness and timeliness.
Conduct compliance monitoring, investigations, and risk management activities in collaboration with group risk and compliance teams.