APAC Compliance Manager - Asset Management

My client, a prestigious global asset management firm with diverse investment strategies, is seeking a seasoned Compliance Professional to join their APAC team and support business operations and regional growth. Key Responsibilities: Develop, implement, and monitor compliance policies and procedures for asset management products across APAC. Collaborate with teams across marketing, AML, conflicts of interest, and regulatory reporting. Manage compliance training and coordinate responses to inves

MRA Search - Hong Kong - Full time

Salary: HK$60k - HK$100k

My client, a prestigious global asset management firm with diverse investment strategies, is seeking a seasoned Compliance Professional to join their APAC team and support business operations and regional growth.

Key Responsibilities:

  • Develop, implement, and monitor compliance policies and procedures for asset management products across APAC.
  • Collaborate with teams across marketing, AML, conflicts of interest, and regulatory reporting.
  • Manage compliance training and coordinate responses to investor, regulatory, and internal inquiries.
  • Conduct risk assessments, monitoring, and testing, while overseeing corrective actions.
  • Support internal audits and lead special compliance projects.
  • Partner with senior management and cross-border teams on compliance matters.

What Were Looking For:

  • A Bachelor degree in Accounting, Finance, Law, or related disciplines; Compliance professional certifications are a plus.
  • A minimum of 6 years of experience in financial services compliance.
  • Expertise in asset management products such as private credit, real estate, and private equity etc.
  • Strong understanding of APAC regulatory frameworks (SFC, MAS, ASIC, FSA).
  • Fluency in English, Cantonese, and Mandarin.

Interested candidates, please apply, or send your CV to yamen.cheung@mrasearch.hk.

22963411
Ad