My client, a prestigious global asset management firm with diverse investment strategies, is seeking a seasoned Compliance Professional to join their APAC team and support business operations and regional growth.
Key Responsibilities:
- Develop, implement, and monitor compliance policies and procedures for asset management products across APAC.
- Collaborate with teams across marketing, AML, conflicts of interest, and regulatory reporting.
- Manage compliance training and coordinate responses to investor, regulatory, and internal inquiries.
- Conduct risk assessments, monitoring, and testing, while overseeing corrective actions.
- Support internal audits and lead special compliance projects.
- Partner with senior management and cross-border teams on compliance matters.
What Were Looking For:
- A Bachelor degree in Accounting, Finance, Law, or related disciplines; Compliance professional certifications are a plus.
- A minimum of 6 years of experience in financial services compliance.
- Expertise in asset management products such as private credit, real estate, and private equity etc.
- Strong understanding of APAC regulatory frameworks (SFC, MAS, ASIC, FSA).
- Fluency in English, Cantonese, and Mandarin.
Interested candidates, please apply, or send your CV to yamen.cheung@mrasearch.hk.