Head of Operations, Chinese Asset Management/Investment Bank

A Chinese Investment Bank with SFC 1,4,6,9 license is looking to hire a senior operation head with Asset Management exposure to lead their operation team. Professional proficiency in spoken and written Chinese (both Mandarin and Cantonese) and English is required.

Unicorn Advisor (HK) Limited - Hong Kong - Full time

Salary: Negotiable

  • Formulate and enhance company operational frameworks, policies, and procedures for trade settlement, account management, fund valuation, and administration. Implement initiatives in compliance with regulatory requirements (including CSRC)
  • Oversee end-to-end operations for Type 1, 4, 6, and 9 licensed activities and investment/financing businesses. Manage cash transfers and daily settlement instructions to ensure seamless trade execution
  • Monitor settlement systems with external institutions and custodian banks to ensure operational stability, mitigate operational risks, and enhance settlement capabilities aligned with business growth
  • Safeguard client assets under custody per regulatory requirements
  • Ensure AML and legal compliance in processing deposits/withdrawals/transfers to prevent regulatory risks
  • Collaborate closely with Middle Office, Legal & Compliance, Risk Management, ALM, and Front Office to drive team effectiveness and elevate operational efficiency
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22967023

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