A well-known Foreign Corporate Bank seeks a Vice President of Regulatory Compliance and Licensing to lead its Hong Kong team, ensuring robust regulatory adherence, seamless licensing processes, and strategic oversight.
Key Responsibilities
- Cultivate a compliance-focused culture, emphasizing accountability and integrity.
- Act as a key resource for the Hong Kong Compliance team, ensuring smooth operations.
- Support regulatory audits and licensing reviews to maintain operational integrity.
- Guide and train team members on regulatory and licensing protocols, promoting ethical standards.
- Lead regional compliance projects, aligning with teams at Headquarters and across Asia-Pacific.
- Identify and address compliance issues swiftly, presenting solutions to the Hong Kong Compliance Head.
- Produce clear, strategic reports on compliance risks and regulatory updates for leadership.
- Partner with regional teams and regulators to ensure seamless adoption of compliance standards.
- Stay ahead of regulatory changes, deploying systems to track and manage compliance obligations efficiently
- Direct all licensing activities for the bank and its staff, ensuring adherence to Hong Kongs financial regulations
Job Requirements
- 8+ years in regulatory compliance/licensing within reputable banks
- Expertise in SFC/HKMA licensing and regulatory frameworks.
- Strong analytical, reporting, and stakeholder engagement skills.
- Proactive approach to risk management and solution development.
- Fluent in English and Cantonese
- Degree in law, finance, or related field
This is a newly created leadership role within the bank, providing a supportive and collaborative work environment for the individual willing to take up challenges and be adaptable to changes.
If you're interested in this position, please apply now and send your CV in Microsoft Word format.