About the Company:
A prestigious and fast-growing hedge fund in Hong Kong is seeking a Compliance Analyst to join their lean and high-performing Legal & Compliance team. This is a rare opportunity to gain hands-on exposure to SFC regulatory compliance in a dynamic buy-side environment, reporting directly to the Head of Legal & Compliance.
Key Responsibilities:
- Assist in handling all matters related to SFC compliance, including licensing, regulatory filings, and ongoing obligations
- Support internal compliance monitoring, surveillance, and control testing
- Help maintain and update compliance manuals, policies, and procedures
- Coordinate with internal teams and external parties (e.g., regulators, auditors)
- Stay up to date with regulatory developments and assist in impact assessments
- Participate in ad hoc compliance projects and initiatives
Ideal Candidate Profile:
- 1-2 years of relevant experience in:
- Compliance role in Investment Bank
- Compliance consultancy
- Big 4 (FS assurance or audit)
- Regulatory body (e.g., SFC)
- Strong understanding of the Hong Kong regulatory landscape (especially SFC regulations)
- Detail-oriented, proactive, and eager to learn
- Excellent communication and interpersonal skills
- Fluent in English; Cantonese or Mandarin a plus
