Position Overview
We are seeking a Director – Digital Assets & Crypto Investment Products Compliance for our Hong Kong office to spearhead compliance initiatives for our expanding digital asset investment platform. This role focuses on ensuring compliance across crypto hedge funds, DeFi protocols, tokenized assets, and blockchain-based investment products. You'll apply proven compliance methodologies from traditional alternative investments to the emerging digital asset space.
Key Responsibilities
Digital Asset Compliance Strategy & Product Oversight
Support compliance activities for digital asset investment offerings, including crypto hedge funds, DeFi strategies, tokenized securities, and blockchain derivatives. Ensure adherence to HKSFC requirements, focusing on VASP licensing regime and AML/CTF requirements.
Product Launch & Regulatory Compliance Review
Conduct compliance assessments for new digital asset investment product launches across Hong Kong, Singapore, and U.S. jurisdictions. Work with legal, risk, and operational teams to navigate complex regulatory landscape.
Industry Relationship & Regulatory Intelligence
Build relationships with crypto fund managers, digital asset exchanges, and blockchain technology providers. Stay informed on rapidly evolving digital asset compliance requirements and industry best practices.
Regulatory Response & Authority Communication
Assist with compliance inquiries from HKSFC, MAS, and U.S. regulators (SEC, CFTC, FinCEN) regarding digital asset activities. Help prepare timely responses under senior compliance leadership guidance.
Cross-Functional Collaboration
Work with Legal, Risk, Operations, and Technology teams to address compliance risks in Noah's digital asset portfolio. Leverage established expertise in traditional alternative investment compliance to develop integrated solutions.
Training & Reporting
Develop compliance training materials for digital asset strategies and prepare compliance reports for senior management on regulatory developments.
Requirements
Education & Certifications
Bachelor's degree required
CFA, CPA, CAMS, or legal qualifications preferred
Additional blockchain or digital asset certifications highly valued
Professional Experience
Minimum 5-8 years compliance experience in traditional buy-side financial services (hedge funds, PE/VC, alternative investments)
Must have 2-3 years recent experience in digital asset compliance, including crypto exchanges, digital asset service providers, or traditional institutions expanding into digital assets
Technical Knowledge
Strong understanding of HKSFC's digital asset regulation, particularly VASP licensing regime
Familiarity with Singapore MAS digital asset regulations preferred
Knowledge of U.S. digital asset compliance frameworks (SEC, CFTC, FinCEN) essential
Understanding of AML/CTF requirements for digital assets
Technical understanding of blockchain technology and crypto mechanics
Core Competencies
Strong communication skills for regulatory engagement
Excellent analytical capabilities for crypto compliance challenges
Ability to manage multiple priorities in fast-paced environment
Self-motivated with detail-oriented approach and excellent adaptability
Language Requirements
Native or business-level fluency in English, Cantonese, and Mandarin