Key Responsibilities
• Monitor and ensure compliance with regulations related to authorized funds, including ETFs and VA funds.
• Conduct regular compliance reviews and audits of asset management operations.
• Assist in the development and implementation of compliance policies and procedures.
• Collaborate with various departments to ensure compliance with legal and regulatory standards.
• Stay updated on industry trends and regulatory changes impacting asset management.
Qualifications
• Bachelor's degree in Finance, Business Administration, or a related field.
• Minimum of 3 of experience in compliance, specifically with authorized funds, including ETFs and VA funds.
• Strong understanding of regulatory frameworks and compliance requirements in the asset management space.
• Excellent analytical and problem-solving skills.
• Strong communication and interpersonal skills.