The Role
Associate, Quality Assurance Officer, Equity Sales & Derivatives
Key Accountabilities
- Maintain and implement general risk control and management policy for Equity Sales & Derivatives Department(ESD) to meet all regulatory requirements and company policies;
- Provide support in carrying out the risk control tasks;
- Perform trade surveillance for ESD;
- Perform risk assessments and identify potential risk areas for ESD;
- Liaise with and carry out risk control reviews with Risk Management Department to ensure the risk control policy is running smoothly and abnormal situations are dealt with immediately;
- Provide administration support to Quality Assurance;
- Other duties as assigned.
Skills & Experience
- Bachelor Degree in business, accounting, law or related disciplines;
- Minimum 1 year of working experience in financial industry, esp. brokerage business, is preferred;
- Able to perform multi-tasks, attentive to details with good quality and accuracy;
- A team member with excellent communication and interpersonal skills;
- Good computer skills, including MS Word, Excel, Powerpoint and Chinese Word Processing;
- Good spoken in English and Chinese (both Cantonese and Mandarin).
Other Information
- Please apply in strict confidence with full resume, academic record, current and expected salaries;
- The personal data provided will be used for consideration of recruitment only. All personal data of unsuccessful candidate will be destroyed within 24 months;
- Candidates with Enhanced Competency Framework (ECF): please state on the CV.
About BOCI
As a leading investment bank in China and Hong Kong region, the investment banking arm of Bank of China, BOC International Holdings Limited (“BOCIâ€), is now seeking highly motivated, creative and success-oriented professional who would like to pursue the career for supporting our group.
