Position Overview
My client is seeking for dynamic and experienced Market Surveillance Manager to join a global investment bank. This role will be pivotal in ensuring compliance with regulatory requirements and maintaining the integrity of our trading environments. The ideal candidate will possess strong knowledge of SMARTS surveillance tools and a deep understanding of various financial products.
Key Responsibilities
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- Market Surveillance: Monitor trading activities across multiple asset classes to identify suspicious patterns and potential market abuse.
- SMARTS Proficiency: Utilize SMARTS surveillance systems to analyze trading data and generate reports on market behaviour and compliance issues.
- Regulatory Compliance: Ensure adherence to all relevant regulatory requirements and internal policies regarding market conduct.
- Investigation: Conduct thorough investigations into identified anomalies and work closely with compliance and legal teams to escalate issues as needed.
- Reporting: Prepare detailed reports and presentations for senior management and regulatory authorities on surveillance findings and trends.
- Collaboration: Work closely with traders, compliance officers, and IT teams to enhance surveillance capabilities and implement best practices.
- Training: Provide training and support to staff on market surveillance policies, tools, and regulatory requirements.
Qualifications
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- Education: Bachelors degree in finance, Mathematics, Statistics, or a related field; advanced degree or relevant certifications (e.g., CFA, CIMA) preferred.
- Experience: Minimum of 5 years of experience in market surveillance, compliance, or trading within a financial services environment.
- Technical Skills: Strong knowledge of SMARTS surveillance tools and experience with other market surveillance technologies.
- Financial Products Knowledge: Deep understanding of various financial products, including equities, fixed income, derivatives, and foreign exchange.
- Analytical Skills: Exceptional analytical and problem-solving skills with the ability to interpret complex data and trends.
- Communication: Strong verbal and written communication skills, with the ability to present findings clearly and effectively.
- Attention to Detail: High level of accuracy and attention to detail in all aspects of work.