Senior Associate, ETF Compliance, Chinese Securities Firm

Your new role Oversee and manage ETF compliance programs across all relevant jurisdictions Conduct daily monitoring of ETF activities to ensure full regulatory compliance Assist in drafting and reviewing policies, procedures, and disclosures relating to ETFs Liaise with regulators, custodians, service providers, and internal stakeholders Support audits and regulatory inspections related to ETF operations Monitor ongoing regulatory developments and assess their implications What you'll need to su

Hays - Hong Kong - Full time

Salary: Competitive

Your new role
  • Oversee and manage ETF compliance programs across all relevant jurisdictions
  • Conduct daily monitoring of ETF activities to ensure full regulatory compliance
  • Assist in drafting and reviewing policies, procedures, and disclosures relating to ETFs
  • Liaise with regulators, custodians, service providers, and internal stakeholders
  • Support audits and regulatory inspections related to ETF operations
  • Monitor ongoing regulatory developments and assess their implications

What you'll need to succeed
  • Bachelor's degree or above in Finance, Law, or a related discipline
  • Require 2-5 years of experience in compliance within asset management or securities firms, preferably with ETF exposure
  • Strong knowledge of regulatory frameworks governing ETFs in Hong Kong and major global markets
  • Excellent analytical, communication, and problem-solving skills
  • Fluency in English and Mandarin is preferred.

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. (krystal.chun@hays.com.hk)

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.
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