Overview:
We are seeking a Vice President in the Compliance Department focused on Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT). This role is critical for ensuring compliance with regulatory requirements and maintaining robust systems to combat financial crime. If you are experienced in compliance and passionate about upholding the highest standards, we want to hear from you!
Key Responsibilities:
- Support Compliance Management in overseeing internal controls as outlined in the organization's policies and procedures.
- Develop and continuously review AML/CFT systems to ensure compliance with current regulations and enhance control measures as needed.
- Provide compliance advice to business stakeholders on AML/CFT and sanctions matters, including high-risk transaction reviews and risk assessments.
- Maintain and update AML/CFT/Sanctions policies in line with regional guidelines and applicable laws.
- Assist in monitoring and detecting suspicious transactions, preparing necessary reports for regulatory authorities.
- Review internal disclosures and exception reports to determine the necessity of reporting to authorities.
- Conduct testing and monitoring of AML/CFT/Sanctions controls, handling regulatory reporting and initiatives effectively.
Requirements:
- Bachelor's degree or higher, with a professional qualification in law, accountancy/audit, or banking; certifications such as AAMLCP, CAMLP, or CAMS are preferred.
- Comprehensive knowledge of AML/CFT/Sanctions laws and regulations, with 6-10 years of relevant experience in compliance within financial institutions or law enforcement.
- Familiarity with banking products and regulatory requirements related to AML/CFT/Sanctions, ideally within commercial or corporate banking.
- Self-motivated and able to work independently; strong analytical and problem-solving skills are essential.
- Excellent interpersonal skills, a team player, and the ability to work under pressure to meet tight deadlines.
- Proficient in written and spoken English and Chinese, with good PC skills and familiarity with AML-related systems.
Candidates with less experience may be considered for the AVP position. If you meet these qualifications and are eager to contribute to a leading financial institution, please submit your CV to Raymond Cheung for a confidential discussion about this exciting opportunity. Join a team dedicated to excellence in compliance and risk management!
