Overview:
We are assisting a reputable and expanding corporate bank in their search for a Senior Associate in the CDD Compliance Unit (KYC). Known for its commitment to excellence and innovation, this bank is making significant strides in the Asian market. Join a dynamic team that values compliance as a cornerstone of its operations. If you are meticulous and passionate about ensuring regulatory adherence, we would love to hear from you!
Key Responsibilities:
- Conduct regular reviews of existing corporate accounts and manage CDD assessments triggered by projects or transaction monitoring.
- Evaluate account opening documents and related materials to ensure adherence to internal policies and guidelines.
- Perform daily AML name screenings and negative news checks to identify potential risks.
- Update e-KYC and AML systems while tracking and following up on the overall review progress.
- Liaise with Relationship Managers (RMs) and customers to collect necessary documents and KYC information in compliance with established policies.
- Prepare reports and handle clerical duties, along with other ad hoc tasks as directed by management.
Requirements:
- At least 2 years of relevant experience in commercial banking.
- Higher diploma/Associate degree or above in business or finance-related fields.
- Excellent interpersonal and communication skills; patient and detail-oriented.
- Ability to manage multiple tasks independently and thrive under pressure.
- Strong understanding of AML issues and compliance requirements.
- Proficient in written and spoken English and Chinese, particularly Mandarin.
- Competent in using PC applications, including MS Word, Excel, PowerPoint, and Chinese word processing.
This corporate bank offers a vibrant work environment with ample opportunities for professional growth and development. Candidates with less experience may be considered for the Associate position. If you meet these criteria and are eager to contribute to a compliance-focused team, please submit your CV to Raymond Cheung for a confidential discussion about this exciting opportunity. Join a team dedicated to excellence in compliance and be part of a bank that's shaping the future of finance in Asia!
