Business Compliance & Risk Control Manager- AMC

Job Description Re-examine and revise the Company's risk management policy statement, risk appetite statement, risk appetite administrative measures, risk data aggregation and risk reporting management policy and other policies and procedures Assist the Secretariats of risk management sub-committees of the Board of Directors and the Management, including preparation of the meeting materials, the organization of meetings and reports on the implementation of meeting resolutions Ensure that procedu

Bank Of China (Hong Kong) Limited - Hong Kong - Full time

Salary: Competitive

Job Description
  • Re-examine and revise the Company's risk management policy statement, risk appetite statement, risk appetite administrative measures, risk data aggregation and risk reporting management policy and other policies and procedures
  • Assist the Secretariats of risk management sub-committees of the Board of Directors and the Management, including preparation of the meeting materials, the organization of meetings and reports on the implementation of meeting resolutions
  • Ensure that procedures and workflows are following all regulations, policies and manuals etc.
  • Provide advice on risk management and compliance requirements to first line of defense
  • Identify alerts and report to the team head on regulatory irregularities, breach of guidelines and potential risks
  • Handle ad-hoc projects and duties as assigned
Requirements
  • Qualifications of degree or above, preferably major in Business, Finance, Risk Management
  • At least 5 years' experience in asset management area, experience in risk management and alternative investment is preferred
  • Professional qualification in CFA/ FRM/ PRM is an advantage
  • Good understanding of relevant policies, procedures, practices and regulations
  • Fluent in both written and spoken English and Chinese; proficiency in Putonghua is an advantage
Apply
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