Our client is an established retail and commercial banking group in Hong Kong.
Responsibilities - Provide advice and guidance on regulatory requirements on wealth management business in the bank.
- Keep abreast of the regulatory development and review compliance issues on business development and new products.
- Review and implement compliance programmes in line with the policies and guidelines of the bank and regulatory bodies.
- Conduct compliance reviews and investigations on compliant cases.
- Handle enquiries and information request from regulatory bodies.
Requirements - Degree holder with at least 5 years of experience in compliance advisory/ compliance review in wealth management business in the banking and financial services industry.
- Familiar with the regulatory requirements on investment and insurance products.
- Fluent in English and Chinese (Cantonese and Mandarin).