My client, a leading fintech company in Hong Kong, is seeking a talented and experienced Type 9 Executive Officer to oversee their asset management operations.
Responsibilities
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- Oversee regulatory activities related to SFC Type 9 licensed services.
- Lead the execution of portfolio management and investment strategies for discretionary mandates, including strategy formulation, asset allocation, and performance monitoring.
- Conduct comprehensive market research, analyzing macro and microeconomic trends, industry data, and key market indicators to produce detailed investment analysis reports.
- Utilize research insights to create diverse investment strategies for model portfolios and asset allocation decisions.
- Ensure the successful implementation of model portfolios, with a focus on portfolio risk management, trade execution, and adherence to internal compliance procedures.
- Propose and implement initiatives in portfolio management while ensuring strong internal controls for reporting, compliance, and risk mitigation.
Job Requirements:
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- Cantonese is Mandatory
- Fintech background is preferrerd
- Background in banking, securities, asset management, or fund management is ideal.
- 3- 8 years of asset management experience
- Preference for candidates with a Type 9 license; current EO or RO are encouraged to apply.
- Experience in portfolio management and discretionary services is essential for candidates without regulatory status.
- Strong understanding of financial markets, investment strategies, and regulatory frameworks.
- Proficient in financial modeling and data analysis tools (e.g., Excel, Bloomberg).