About the Role
We are seeking an experienced Compliance professional to join a leading global alternative investment firm in Hong Kong. This role focuses on supporting the firms private funds business, with a particular emphasis on compliance matters related to marketing private funds directly to investors across Asia.
Key Responsibilities
- Provide compliance advisory and oversight for direct fund marketing, including reviewing materials and ensuring compliance with cross-border regulations.
- Maintain and enhance the compliance program for licensed entities, including regulatory filings, licensing, and policy updates.
- Advise internal teams on regulatory matters, AML, and other compliance issues.
- Monitor regulatory developments in key Asian jurisdictions and assess their impact.
- Support global and regional compliance projects and liaise with regulators and external advisers.
Key Requirements
- 8+ years of compliance experience with a US or European asset manager, with ideally expertise in direct private fund marketing in Asia.
- Strong knowledge of Asian regulatory regimes; experience with Hong Kong and Chinese regulators preferred.
- Proven ability to analyze complex regulations and deliver practical solutions.
- Bilingual in English and Chinese, with excellent communication and stakeholder management skills.
- Organized, detail-oriented, and able to manage multiple priorities in a fast-paced environment.
Why Join
- Opportunity to work with a globally recognized alternative investment platform
- Exposure to complex, high-profile private funds transactions and regulatory frameworks across Asia
- Collaborative and dynamic environment with strong career growth potential