Executive Officer, Wealth Management (Type 9 license)

Job Responsibilities: Oversee and manage Type 9 licensed activities under regulatory requirements. Lead the development and execution of investment strategies for discretionary portfolios, including asset allocation, performance monitoring, and strategy formulation. Establish and refine processes for investment decisions, risk management, KYC/AML, trade execution, and compliance. Conduct thorough market research, analyzing economic trends, industry data, and market indicators, and prepare detail

Morgan McKinley - Hong Kong - Full time

Salary: HK$91k -100k pm

Job Responsibilities:
  • Oversee and manage Type 9 licensed activities under regulatory requirements.
  • Lead the development and execution of investment strategies for discretionary portfolios, including asset allocation, performance monitoring, and strategy formulation.
  • Establish and refine processes for investment decisions, risk management, KYC/AML, trade execution, and compliance.
  • Conduct thorough market research, analyzing economic trends, industry data, and market indicators, and prepare detailed analytical reports.
  • Utilize research findings to develop investment strategies for model portfolios and asset allocation frameworks.
  • Ensure effective implementation of model portfolios, monitoring risk management, trade execution, and compliance with internal protocols and regulations.
  • Analyze portfolio performance to identify risks and opportunities, proposing enhancements as needed.
  • Maintain strong internal controls and reporting mechanisms to support compliance and risk management efforts.
Job Requirements:
  • A minimum of 3 years of experience in asset management within the past 6 years; and at least 2 years of managerial experience.
  • Possession of a regulatory license relevant to portfolio management is preferred, with prior experience as a licensed individual being advantageous.
  • Background in portfolio management and discretionary services is required for non-regulated candidates.
  • Experience in banking, securities, asset management, or fund management is highly desirable.
  • Deep knowledge of financial markets, investment strategies, and regulatory compliance.
  • Proficiency in financial modeling and data analysis tools (e.g., Excel, Bloomberg).
  • Strong leadership, analytical, and problem-solving skills.
  • Ability to work independently and collaboratively in a fast-paced environment.
  • Fluent in English, with proficiency in Cantonese and Mandarin preferred.


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