You'll act as an assistant to Client Advisors on KYC periodic review cases across wealth management.
This role will be an integral part of a collaborative team working alongside Client Advisors, Client Account Managers, Compliances and Operation
Your new role
- Assist Client Advisors on KYC periodic review cases across wealth management
- Understand the Bank's latest KYC requirements and support Client Advisors through the KYC periodic review process
- Handle case preparation by gathering and preparing documents relevant for KYC review, ensuring document quality control
- Respond promptly to queries from operations, business, Financial Crime Compliance (FCC), and other internal departments
- Facilitate exceptional handling on risk-based approaches and coordinate with Business and FCC for sign-off
- Perform background check screening on clients, support Client Advisors with client profile setup, and gather corroborating evidence
- Support Client Advisors and Client Account Managers in ensuring regulatory compliance of submitted materials from clients and Client Advisors
- Manage KYC periodic review cases from start to finish, including client profile updates after consulting with Client Advisors
- Perform KYC profile checking activities linked to KYC periodic review requests and ensure client KYC information consistency with quality checks
What you'll need to succeed
- Experience in KYC periodic review/ AML compliance in wealth management/ private banks
- Strong understanding of KYC regulations and processes
- Fluent in Cantonese, English and Mandarin
- Strong communication and interpersonal skills
- Excellent attention to details and organizational skills
- Able to meet tight deadlines and work under pressure
- Ability to work independently and as part of a team
What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV to Samantha.Anthony@hays.com.my
