About the Role:
We are partnering with a leading Asset Manager to identify an experienced and strategic Head of Compliance & Legal. This senior leadership role demands a dynamic professional with a deep understanding of regional regulatory frameworks and compliance standards.
Key Responsibilities:
- Lead and oversee all legal and compliance functions across APAC operations
- Develop, implement, and maintain robust compliance programs aligned with industry regulations
- Provide strategic legal advice to senior management and business units
- Manage regulatory relationships and ensure timely response to regulatory changes
- Lead risk assessments, internal audits, and compliance training programs
- Oversee licensing and regulatory filings across jurisdictions
Qualifications:
- Minimum 20 years of relevant experience in compliance & legal roles within sell-side or buyside in Hong Kong
- Demonstrated experience as a Compliance Officer with strong expertise in Asia regulatory compliance
- Proven leadership experience managing legal and compliance teams
- Bilingual proficiency: English and Mandarin (spoken) required
- Strong knowledge of APAC regulatory environments and asset management industry practices
- Excellent stakeholder management, communication, and negotiation skills
How to Apply:
All applications will be handled with the utmost confidentiality. Due to a high volume of applications, only shortlisted candidates will be contacted.