Your new company Are you ready to take on a high-impact role in a rapidly evolving business environment? We're looking for a sharp, detail-oriented professional to help shape the future of risk management and business supervision in the private wealth space.
As part of a dynamic and expanding franchise, you'll play a critical role in safeguarding the integrity of our operations, ensuring regulatory compliance, and driving excellence in surveillance practices.
Your new role - Partner with the business and control partners such as Compliance and legal to establish the regulatory controls, governance framework and methodology is effectively in place to manage the risk of business
- Performs daily supervisory and trade based surveillance reviews to ensure adherence to Firm's policy and procedures. Monitor and identify internal breaches / control weaknesses and conduct investigations. Recommend corrective actions where needed.
- Prepare documentation to report and escalate to senior management any issues and exceptions highlighted.
- Oversee and manage outsourced surveillance teams to ensure that supervisory/surveillance reviews meet our performance criteria and quality standards.
What you'll need to succeed - Proficiency in English, Mandarin, and Cantonese is essential.
- 2+ years in banking, project management, or a related field.
- Advanced skills in Outlook, Excel, PowerPoint, and Word. Bonus if you know macros or Python!
- Strong verbal and written communication skills.
What you'll get in return This is more than just a job-it's a chance to be at the forefront of a growing business, where your insights and actions directly influence operational integrity and strategic outcomes. If you're passionate about risk management and thrive in a fast-paced environment, we want to hear from you.
What you need to do now Apply now and be part of a business that values precision, integrity, and innovation. Your next career move starts here!