Join a leading APAC market maker seeking a Compliance Officer for Japan & Hong Kong markets.
Your new company
A leading proprietary trading and market-making firm with a banking license and a strong footprint across major APAC financial hubs. The firm specializes in algorithmic trading, liquidity provision, and derivative products. They are expanding their compliance function to support their fast-growing Japan and Hong Kong operations.
Your new role
As a Compliance Officer, you will oversee and enhance the firm's regulatory compliance framework across Japan and Hong Kong. Your responsibilities will include:
- Monitoring trading activities to ensure adherence to SFC, FSA, and regional market regulations.
- Advising the front office on regulatory developments and business conduct requirements.
- Reviewing and maintaining policies, procedures, and control frameworks
- Managing licensing matters and coordinating with regulators and external counsel.
- Supporting internal audits and compliance reviews.
What you'll need to succeed
- Bachelor's degree in Law, Finance, or related discipline.
- 5+ years of compliance experience within a trading, securities, or banking environment.
- Familiarity with SFC, FSA, and relevant APAC market regulations.
- Strong communication skills in English; Japanese or Cantonese proficiency preferred.
- Ability to work independently and manage cross-border compliance projects
What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or share your profile to rowina.lo@hays.com.hk.
If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.
