Your new company A leading proprietary trading and market-making firm with a banking license and a strong footprint across major APAC financial hubs. The firm specializes in algorithmic trading, liquidity provision, and derivative products. They are expanding their compliance function to support their fast-growing Japan and Hong Kong operations.
Your new role As a Compliance Officer, you will oversee and enhance the firm's regulatory compliance framework across Japan and Hong Kong. Your responsibilities will include:
•Monitoring trading activities to ensure adherence to SFC, FSA, and regional market regulations.
•Advising the front office on regulatory developments and business conduct requirements.
•Reviewing and maintaining policies, procedures, and control frameworks
•Managing licensing matters and coordinating with regulators and external counsel.
•Supporting internal audits and compliance reviews.
What you'll need to succeed - Bachelor's degree in Law, Finance, or related discipline.
- 5+ years of compliance experience within a trading, securities, or banking environment.
- Familiarity with SFC, FSA, and relevant APAC market regulations.
- Strong communication skills in English; Japanese or Cantonese proficiency preferred.
- Ability to work independently and manage cross-border compliance projects
What you need to do now If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or share your profile to rowina.lo@hays.com.hk.
If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.