My client is one Chinese Investment company and now is in process to apply Type 9 license from SFC, now is looking for one part-time RO type 9.
Key Responsibilities:
Assist in SFC license application in preparing and setting up process, operations and infrastructure of the firm
Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm
Comply with all applicable laws, rules and regulations and standard of good market practices
Liaise directly with SFC representatives throughout the application process
Requirements:
Currently accredited by SFC as Responsible Officer for Type 9 license.
Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
Fluency in English and Chinese (Cantonese and Mandarin)