Role: Compliance – WM KYC
Location: Hong Kong
Contract: 12 Months ( Possible Extension)
Job Summary
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- To diligently carry out the account recertification process and ensure accounts are compliant, especially on issues of money laundering, adverse media, sanctions, via the due diligence review and transaction monitoring processes; and to flag out and managers as and when suspicious activities are found.
- To perform compliance risk analysis, provide mitigating solutions and present to reporting manager.
- To identify issues during the review process and communicate effectively to Front Office in an efficient manner.
- To work independently on assigned tasks.
Qualification Summary
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- University graduate. KYC/AML experience preferred.
Key Responsibilities
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- The candidate is mainly responsible for the account recertification and other ad hoc tasks, such as triggered reviews. There are over 100 account recertifications to be handled by KYC team on a monthly basis. The candidate will share the workload with 8 other teammates in the department. The candidate is also expected to prepare review memos and present certain high risk recertification cases in Compliance Approval Committee forum alongside his/her manager as and when required.