About Our Client:
Our client is a leading hedge fund with a strong presence across Asia Pacific, known for its sophisticated investment strategies and commitment to regulatory excellence. As part of their continued growth, they are seeking a highly capable Compliance Manager to oversee regulatory and investment compliance across multiple jurisdictions.
Key Responsibilities:
Regulatory Compliance:
- Ensure full compliance with regulatory requirements under SFC (Hong Kong), AMAC (China), and SEC (U.S.).
- Act as the primary liaison with regulators and external counsel for licensing, filings, inspections, and audits.
- Monitor regulatory developments and assess implications for the business.
Investment Compliance:
- Manage pre- and post-trade compliance using Bloomberg AIMS and Enfusion platforms.
- Implement and maintain investment guidelines and restrictions across portfolios.
- Work closely with Portfolio Managers and Operations to resolve breaches and ensure timely remediation.
Policy & Controls:
- Develop and maintain internal compliance policies and procedures.
- Conduct periodic reviews and risk assessments to ensure robust control frameworks.
- Deliver compliance training and support to cross-functional teams.
Qualifications:
- Minimum 5 years of experience in a compliance role within asset management or hedge fund industry.
- Strong working knowledge of SFC, AMAC, and SEC regulatory frameworks.
- Hands-on experience with Bloomberg AIMS and Enfusion for investment compliance.
- Excellent analytical, communication, and organizational skills.
- Ability to work independently and manage multiple priorities in a fast-paced environment.
Preferred:
- Legal or finance background (JD, LLB, CPA, CFA, etc.).
- Mandarin proficiency is a plus but not required.
What Our Client Offers:
- Competitive compensation and performance-based incentives.
- Collaborative and entrepreneurial work culture.
- Exposure to cross-border investment strategies and regulatory regimes.
