R.O. (SFC Type 6)

Job title: Responsible Officer (Type 6) Location: Central, Hong Kong Main responsibilities: Responsible for leading and executing corporate financing and capital market business, including advisory activities related to Listing Rules and / or Takeovers Code. Act as the Responsible Officer and in charge of Type 6 regulated activity of the SFC. Manage daily operations to ensure full compliance with regulatory requirements and adherence to all applicable laws and regulations. Other ad-hoc duties up

HARBRIDGE PARTNERS - Hong Kong - Full time

Salary: HK$70k - HK$90k

Job title: Responsible Officer (Type 6)

Location: Central, Hong Kong

Main responsibilities:

  • Responsible for leading and executing corporate financing and capital market business, including advisory activities related to Listing Rules and / or Takeovers Code.
  • Act as the Responsible Officer and in charge of Type 6 regulated activity of the SFC.
  • Manage daily operations to ensure full compliance with regulatory requirements and adherence to all applicable laws and regulations.
  • Other ad-hoc duties upon request.

Requirements:

  • Degree holder or above in Finance / Accounting / Law or any relevant disciplines.
  • Eligible to be licensed as unconditional Type 1 and 6 Responsible Officer under the SFC.
  • Minimum 6 years of relevant experience with at least 3 years in corporate financing gained from financial institutions.
  • More than 2 years of management experience.
  • Immediate available is highly preferred.
  • Excellent command of written and spoken English and Chinese, fluency in Mandarin is preferred.

Please send an updated resume in English to our Managing Partner at ec(at)Harbridgepartners(dot)com

Interested in this and other roles? Please send an updated resume in English to CV[@]harbridgepartners[dot]com

Or contact +852 2523 9955 – and ask for Terry Au, Edward Chen, Richard Liu, Cora Pang

Harbridge Partners Limited

Employment Agency License: 79129

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