Business Control Officer - Global Private Bank

A great opportunity to join a leading global private bank as a Business Control Officer, performing post-trade suitability review and managing other operational controls for the private wealth management business. Candidates with good understanding of client suitability monitoring, a good risk and control mindset of banking product knowledge are welcome. Candidates with immediate availability is preferred.

Morgan McKinley - Hong Kong - Full time

Salary: HKD28000 - HKD33000 per month

Responsibilities

  • Perform post-trade business controls in the area of client and sales suitability (eg. Voicelog review) and other aspects of operational controls
  • Possess good understanding of sales suitability requirements in the areas of risk, tenor, investment experience mismatches, investment rationale, concentration breaches, etc.
  • Perform checks on customized statements and ensure that they are sent out to clients within stipulated timeline.
  • Validate client trading suitability (eg. product suitability, risk mismatch, concentration, DPM restrictions check, etc.) and perform trade documents deficiency follow-ups.
  • Prepare MIS reporting

Requirements:

  • Bachelor degree
  • Compliance, risk and control experience with client suitability and monitoring exposure
  • Good banking product knowledge including FX, money market, fund transfer, equities, fixed income and derivatives
  • Strong Excel skills
  • Good interpersonal and communication skills
  • Self-motivated with the ability to work under time pressure with accuracy
  • Fluent in English, Cantonese and Mandarin
Apply
23332345

OTHER ASIAXPAT SITES:

Ad