Your new company
A boutique foreign asset management company is currently hiring a Compliance Officer to join their Compliance team and perform all-round compliance duties for the company.
Your new role
- Manage both regulatory and general compliance matters, including licencing procedures, personal account dealing, compliance training initiatives, and reporting/filing obligations to regulatory authorities
- Contribute to the design and implementation of a risk-based compliance review program and conduct assessments to ensure alignment with internal policies and external regulatory standards
- Assist in the evaluation of business operations, product due diligence, KYC/CDD documentation, marketing materials, and other legal or compliance-related content
- Identify and escalate key findings to senior team members, and support the development of due diligence reports and related deliverables.
- Help maintain and update compliance policies and procedures, monitor various control registers, and carry out industry research and regulatory gap analyses in response to evolving regulations.
- Provide assistance during regulatory enquiries, audits, and inspections
- Execute ad hoc assignments and special projects as directed by management
What you'll need to succeed
- University graduates, preferably with a major in law / business / accounting or related discipline.
- Requires 1-2 years of Compliance/AML experience in banking/asset management.
- Proficiency in Microsoft Office, particularly in Excel and Word, would be an advantage; knowledge in
Macro is a plus.
- Good command of written and spoken English.
- Able to work independently, self-motivated and committed
- Proactive, good team player and flexible to adapt to a changing environment.
What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. (krystal.chun@hays.com.hk)
If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.
