Role Summary
A Senior Compliance Officer role focused on ensuring trading activities in China comply with local regulations, working closely with Traders, Technology, and Operations teams.
Key Responsibilities
- Monitor and assess regulatory developments
- Conduct compliance reviews on trade and account-related documents
- Support internal stakeholders on compliance matters
- Assist with corporate governance and compliance activities
- Provide product advisory and onshore entity compliance support
Required Qualifications
- Bachelor's or Master's degree in Finance, Legal, or related field
- 5+ years professional experience in Financial Services
- Bilingual proficiency in English and Mandarin
- Strong understanding of IT compliance systems
- Excellent interpersonal and communication skills