Are you a seasoned compliance professional ready to make an impact in a dynamic, international financial environment? This is your opportunity to join a prestigious firm with deep roots in private wealth management and a strong presence across major financial hubs.
What You'll Be Doing
As a key member of the Hong Kong Compliance team supporting the Private Wealth Management division, you will:
- Deliver expert guidance on regulatory matters, ensuring business practices align with local and international standards.
- Collaborate with senior leadership to assess and manage regulatory risks.
- Design and execute compliance monitoring programs and internal control frameworks.
- Identify gaps or inconsistencies in processes and escalate issues with actionable recommendations.
- Stay ahead of regulatory developments and communicate changes effectively across the organization.
- Lead training initiatives to promote a strong compliance culture and enhance risk awareness.
- Support broader compliance functions as needed, contributing to a cohesive and proactive team environment.
What You Bring
- Minimum 5 years of regulatory compliance experience within the financial services sector, gained in-house, at a regulator, or with a Big 4 firm.
- Solid understanding of Hong Kong's regulatory landscape (HKMA/SFC).
- Fluent in English and Cantonese; Mandarin is a plus.
- Tech-savvy with proficiency in compliance-related tools and systems.
- Detail-oriented, self-driven, and capable of managing multiple priorities under tight deadlines.
- A team player who thrives in a fast-paced, high-stakes environment.
