The Role
AVP/VP/ED, Business Management & Middle Office, IBD
Key Accountabilities
- Comprehensive risk management of the investment banking business line, including but not limited to, the construction of a comprehensive risk management system, system building, risk assessment, risk screening, authorization and system parameter management, product life cycle management, formulation of risk plans and emergency management;
- Compliance management of the investment banking business line, including but not limited to: supervising the compliance of business, issuing independent risk control compliance opinions, timely following up on the formulation and update of departmental rules and regulations in accordance with the latest regulatory and internal requirements, business and risk authorization management of this department, regular quality monitoring and spot checks of projects, review due diligence plans, procedures, and results for IPO projects; examine ECM and DCM's book-building, pricing, and allocation rationale; oversee implementation of legal advice and legal documentation, and related work on anti-money laundering and sanctions, etc;
- Responsible for stress testing, risk planning and emergency management-related work, and properly deal with extreme risks.
Skills & Experience
- Bachelor's degree or above holders with a lawyer qualification certificate;
- Minimum 7 years of relevant risk management, legal and compliance work experience in offshore investment banking or financial industry;
- Good communication skills, with understanding in capital markets;
- Capable to work under demanding environment, willing to work overtime from time to time as necessary;
- Fluent in written and spoken Mandarin, with a good command of written and spoken English.
Other Information
- Please apply in strict confidence with full resume, academic record, current and expected salaries;
- The personal data provided will be used for consideration of recruitment only. All personal data of unsuccessful candidate will be destroyed within 24 months;
- Candidates with Enhanced Competency Framework (ECF): please state on the CV.
About BOCI
As a leading investment bank in China and Hong Kong region, the investment banking arm of Bank of China, BOC International Holdings Limited (“BOCIâ€), is now seeking highly motivated, creative and success-oriented professional who would like to pursue the career for supporting our group.
