Regulatory Reporting and Surveillance Officer

Be a subject matter expert on regulatory reporting across APAC including trade repositories / SEBI / QFII / short position reporting Enhance existing controls to streamline existing process and improve control efficiency and accuracy. Be part of a global task force between IT and Operations to improve the control framework and the architecture to produce the APCA reg reporting. Be part of strategic thinking design for production & controls and AI journey on reg reporting. Setup procedures and co

One Arrow Consulting - Hong Kong - Full time

Salary: Basic salary + commission

  • Be a subject matter expert on regulatory reporting across APAC including trade repositories / SEBI / QFII / short position reporting
  • Enhance existing controls to streamline existing process and improve control efficiency and accuracy.
  • Be part of a global task force between IT and Operations to improve the control framework and the architecture to produce the APCA reg reporting.
  • Be part of strategic thinking design for production & controls and AI journey on reg reporting.
  • Setup procedures and controls to minimize the operational risk on regulatory reporting.
  • Maintaining close relationship with difference stakeholders to make sure front to back data flow processes are well understood and explained for accurate regulatory purpose
  • Assist in the preparation of regular updates to the ITO management, Compliance and Front Office on the status of the different initiatives.

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