- Boutique European Based Private Bank
- 2 Year Contract with strong Temp to Perm Possibility
Our client is a boutique private bank and due to continued growth in the HK office, the need has arisen to recruit high calibers to join their compliance team.
Responsibilities
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- Responsible for client account opening documentation to ensure compliance with AML/KYC regulations.
- Conduct due diligence and risk assessments for new and existing clients.
- Liaise with front office, legal, and operations teams to resolve onboarding issues.
- Monitor regulatory changes and update internal procedures accordingly.
- Assist in internal audits, regulatory inspections, and compliance reporting.
- Provide training and guidance to staff on account opening and compliance matters.
- Oversee client onboarding and account opening processes, ensuring full compliance with AML/KYC regulations.
- Conduct periodic reviews and enhanced due diligence for high-risk clients.
- Monitor transactions for suspicious activity and escalate potential breaches.
- Provide regulatory advice to front office and support teams on compliance matters.
- Develop and maintain internal compliance policies and procedures.
- Liaise with regulators, auditors, and internal stakeholders during inspections and audits.
- Stay updated on regulatory developments and assess their impact on business operations.
Experience
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- Bachelors degree in Accounting, Finance, Business, Law or related field.
- Minimum 3-5 years of compliance experience in private banking or financial services.
- Sound knowledge of AML/KYC regulations and account opening procedures.
- Familiarity with FATCA, CRS, and other international regulatory frameworks.
- Excellent communication and interpersonal skills.
- Fluency in English; additional languages (e.g., Mandarin, Cantonese) are a plus.
Interested applicants should send a detailed resume to Kelly Kam by email to kkam@ric.com.hk quoting reference eFC3631 .
(Applicants not contacted within 4 weeks should consider their application unsuccessful.)