Settlement- Senior Manager

某券商招聘Settlement Senior Manager, 負責进行股票、環球股票、期貨、環球期貨、債券和基金结算交割，期望经验丰富，如有VA經驗更好, base HK，感兴趣请联系Katherine ***微信号：Katherine_Shiu，欢迎转发自荐

Settlement- Senior Manager

Responsibilities:

• • Responsible for daily securities settlement processing, fully covering settlement procedures, US markets, Future and OTC products.
  • Manage settlement for OTC markets (bonds, notes, US stocks) and HK markets, ensuring compliance with regulatory standards.
  • Handle physical and CCASS settlements, including HKEx IPOs, placements, and related reporting.
  • Oversee day-end procedures, daily stock reconciliation, corporate actions, and unsettled deals.
  • Responsible for account opening and updating client and stock master records.
  • Participate in system development projects, particularly during user requirement collection.
  • Perform UAT testing for system upgrades and deployments.
  • Handle client fund/stocks deposits or withdrawals, corporate actions, settlement instructions, and EIPOs.
  • Perform bank-in procedures and ensure timely deposit of funds.
  • Prepare and dispatch correspondence, including physical mail and documentation.
  • Execute settlement administrative duties, such as data input, filing, report printing, etc.
  • Liaise with internal departments and external parties to ensure smooth settlement operations.
  • Comply with regulatory requirements and internal guidelines.
  • Undertake other ad-hoc assignments as needed.

Requirements:

• • Degree holder preferred; other qualifications with relevant experience will also be considered.
  • Minimum 8 years of experience in settlement operations or back-office support in financial institutions.
  • Familiarity with banking procedures and securities settlement processes.
  • Solid experience in settlement is required; exposure to international market settlement is an advantage.
  • Proficiency in MS Office applications (Microsoft Word, Excel, Outlook and Chinese work processing).
  • Good knowledge of SFC and HKEx requirements; awareness of global regulatory standards is preferred.
  • Capable of participating in project initiatives and UAT as assigned.
  • Strong team player with excellent communication and interpersonal skills.
  • Good risk awareness and attention to detail.
  • Ability to manage ad-hoc tasks independently.
  • Good command of English and Chinese; Mandarin is an advantage.
  • Self-motivated and well-organized.