AVP, Assistant Relationship Manager, Equity Sales & Derivatives

The Role AVP, Assistant Relationship Manager, Equity Sales & Derivatives Key Accountabilities Assist sales personnel in placing orders & following up on post-order matters; Perform KYC and AML check on customer account documentation to ensure compliance with rules and regulations; Administer on-going KYC review maintenance of account documentation, transaction review, and other account servicing functions; Provide support to the team and carry out other ad-hoc tasks as assigned. Skills & Experie

BOC International - Hong Kong - Full time

Salary: NA

The Role

AVP, Assistant Relationship Manager, Equity Sales & Derivatives

Key Accountabilities

  • Assist sales personnel in placing orders & following up on post-order matters;
  • Perform KYC and AML check on customer account documentation to ensure compliance with rules and regulations;
  • Administer on-going KYC review maintenance of account documentation, transaction review, and other account servicing functions;
  • Provide support to the team and carry out other ad-hoc tasks as assigned.

Skills & Experience

  • Degree holder with relevant experience is a plus;
  • At least 3 years experiences on wealth management and equity sales;
  • Candidates with over 2 years of full time working experience in Hong Kong or overseas is considered as an advantage;
  • Excellent problem solving and decision making skill;
  • Proficient in MS Office application;
  • Detailed-minded with positive working attitude;
  • Excellent interpersonal and communication skill.

Other Information

  • Please apply in strict confidence with full resume, academic record, current and expected salaries;
  • The personal data provided will be used for consideration of recruitment only. All personal data of unsuccessful candidate will be destroyed within 24 months;
  • Candidates with Enhanced Competency Framework (ECF): please state on the CV.

About BOCI

As a leading investment bank in China and Hong Kong region, the investment banking arm of Bank of China, BOC International Holdings Limited (“BOCI”), is now seeking highly motivated, creative and success-oriented professional who would like to pursue the career for supporting our group.



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