Key Areas of Responsibilities - Syndicate Operations to support CFCM department in their Equity & Debt Capital Markets activities, including both Primary / IPO offerings and Secondary transactions such as block trades and placements. The team provides specialized operational support of ECM & DCM deals where CLSA is part of the Syndicates, and be in contact with sensitive information on a day-to-day basis.
- Deal Management: Coordinate and manage all logistics of the new issuance process, from structuring to closing, with internal parties (CFCM, Legal and Compliance, Operations) and external parties (Corporates clients/issuer, other Syndicates, Legal counsels, Regulators, Share Registrars).
- Control & Reconciliation: Communicate on control points/risk items with Senior Management, Deal Team and Control Functions, and trade & P&L reporting with Operations and Finance.
- Client Services: Be the operational contact point for CFCM clients after account opening, and assist in providing custodian services.
- Review, revise and enforce CLSA policies that primarily affect the IB Business
- Handle or assist with policy breaches, internal investigations, and regulatory enquires/proceedings
- Other ad-hoc duties as assigned
Requirements - Degree in Business, Management, Finance, Accounting.
- 1 year of experience in Investment Banking/ Operations preferred.
- Fluent in English and Mandarin.
- Strong knowledge of Capital Markets.
- Highly motivated and self-driven.
- Strong communication and presentation skills.
- Ability to manage multiple projects at a time.
- Analytically minded.
- Data Analytics.
- Able to work well independently.
- Technologically savvy.
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